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Acronyms and Abbreviations | |
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Introduction: Putting Patent Pools into Perspective | |
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Promoting Patent Access through Collaborative IP Mechanisms: Encountered Problems and Desired Outcomes | |
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Finding a Way Through the "Patent Thicket" | |
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The Solution Offered by Collaborative IP Mechanisms: A Brief Overview | |
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Patent Pools | |
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Clearinghouses | |
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Patent Pools as Business Models and Comparison with Alternative Sharing Solutions | |
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Process Leading to the Establishment of a Patent Pool | |
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A Step Forward from: | |
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Bilateral Negotiations | |
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Cross-Licensing Agreements | |
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Patent Pools and Standards: Endeavors to Promote Access to Standard-Related Patents for Interoperability Purposes | |
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Overlaps and Demarcation between Patent Pools and Standard-Setting Organizations | |
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Interface / Interoperability Standards | |
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Pivotal Role of Patent Rights and Advantages of Collaborative Settings: Patent Pools Strategies to Overcome "Hold-Up" Problems | |
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Boosting Access to Standard-Related Patents for a Competitive Market Integration | |
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European Commission: General Policy Concerns and Recently Announced Actions | |
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Overcoming the Perceived Shortcomings in the Patent Regime | |
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Debated Opportunity of Legislative Interventions | |
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From an Antitrust Law Standpoint | |
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From a Patent Law Standpoint | |
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Internal IPR Policies as Self-Regulatory Solutions | |
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Standard-Setting Bodies' Recommendations | |
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Patent Pools' Enforced Licensing Terms | |
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Patent Pools and the Interface between Intellectual Property Rights and Antitrust Law | |
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Confuting the Traditionally Perceived Antagonism between Patent and Antitrust Law: Introducing the Concept of "Competition of First Level" and Refuting the Idea of "Patent Monopolies" | |
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Matured View of Complementarity between IP Protection and Competition | |
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Stance of the US Antitrust Authorities | |
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European Commission's Corresponding Position | |
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WTO's TRIPS Acknowledgement of IP as a "Good of Trade" | |
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Historical Outlook | |
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Case Survey: The First Distinguished Patent Pools | |
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Sewing Machine | |
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Motion Picture | |
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Folding Bed | |
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Airplane | |
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Radio | |
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Hartford-Empire | |
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Video | |
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Discussed Patent Pools' Examples | |
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The Debated Case of Software: The "Open Innovation Network" Initiative | |
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Targeting Collective Free "Open Source" Access to Software Patents | |
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From Linux-Based Cooperative Research Paradigms | |
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To Institutionalised Consortia, as Advocated by IBM at the Madrid OECD Conference on the Research Use of Patented Inventions in May 2006 | |
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Drawing up a Balance of "Open Innovation" as Alternative Business Models | |
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The Celebrated "MPEG LA" Case | |
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From the First Steps to a Rising Star | |
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Still a Necessary Evil? | |
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Comparative Analysis: US Legal Treatment of Patent Pools - Delineating the Modern Archetype | |
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Outlook on the American Model: The Early Years | |
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From the Initial Patent Holders' Immunity to the Fierce Supreme Court's Antitrust Scrutiny | |
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The Patent Act of 1952 and the "Nine No-Nos": Defining the Spheres of Interference between Antitrust and Patent Law | |
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US Guidelines for the Licensing of Intellectual Property: The Current View | |
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The Institution of the Court of Appeals for the Federal Circuit in 1982 and the 1988 Department of Justice's Antitrust Guidelines: Advocating the "Rule of Reason" | |
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The Department of Justice and Federal Trade Commission's 1995 IP Guidelines and their Funding Principles | |
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Driving Criteria for Patent Pools in the IP Guidelines and Business Review Letters: Sanctioning an Overall More Favourable Approach | |
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Department of Justice and Federal Trade Commission's Joint Hearings on Competition and IP Law Policy and the Ensuing Innovation Reports: Paving the Way for a Sustainable Balance | |
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The EU Legal Framework | |
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Art. 81 of the EC Treaty | |
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The Proscription of Art. 81 (1) and Its Legal Consequences, in Particular as Set by the 2006 Guidelines on Methods of Setting Fines | |
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The Scope of the Individual Exemption under Art. 81 (3) | |
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The Way to the TTBER | |
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TTBER 1996 and Commission Evaluation Report | |
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TTBER's Review Process | |
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Current TTBER and Accompanying Guidelines | |
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New TTBER's Operative Principles | |
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Systematisation and Definition of Technology Pools | |
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Questionable Demarcation of the Pool's Agreements between TTBER and Guidelines | |
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Antitrust Scrutiny of Technology Pools under the Guidelines | |
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Nature of the Pooled Technologies: Substitutes v. Complements and the Concept of Essentiality | |
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Beyond Categorizations: Competitive Efficiencies from a Consumer Perspective | |
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Different Categories of Technologies and Possible Combined Scenarios | |
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Antitrust Concerns Beyond Merely Technological Systematizations | |
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Particular Obligations upon Standard-Related Technology Owners Involved in a Pool: Early Disclosure and Licensing Terms | |
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A Delicate Balance of Interests as Base for the Commission's Recommendations | |
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The Precedence Set by Standard-Setting Bodies | |
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Assessment of Individual Restraints: Non-Compete, Grant-Back and Non-Challenge Clauses | |
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General Principles | |
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Contextual Implementation | |
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Institutional Framework Governing the Pool | |
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Independent Experts | |
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Open and Indiscriminate Participation | |
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Overseen Exchange of Sensitive Information | |
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Neutral Dispute Resolution Mechanism | |
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Selected EC Case Law on Patent Pools | |
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Videocassette Recorders (VCR) | |
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Advanced Photographic System (APS) | |
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Digital Versatile Disc (DVD) | |
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Moving Picture Experts Group (MPEG) | |
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Third Generation Patent Platform Partnership (3G3P) | |
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Philips and Sony's CD Disc Licensing Program | |
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Collaborative IP Mechanisms' Applications: Exploring New Frontiers of Life Sciences | |
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Patent Pools and Biotechnology: Legal and Business Considerations | |
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Pilot Experiences | |
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Cases at Hand | |
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Golden Rice | |
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SNPs | |
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SARS | |
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HNPCC | |
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Some Common Remarks | |
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General Considerations | |
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The Issue of Funding | |
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The Alternative Approach of Clearinghouses: Distinctive Features and Applications in Biotechnology | |
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Defining Characteristics | |
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Models and Applications | |
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Information Clearinghouse | |
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Biosafety Clearing-House | |
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CAMBIA's Patent Lens | |
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Technology Exchange Clearinghouse | |
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BirchBob | |
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Pharmalicensing | |
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TechEx | |
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PIPRA | |
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Royalty Collection Clearinghouse | |
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Open Source Clearinghouse | |
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Science Commons - A Creative Commons' project | |
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BioBricks Foundation | |
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CAMBIA's Biological Open Source (BiOS) | |
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Conclusions: the Way Forward | |
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List of Works Cited | |