How to Prepare for the Stockbroker Exam Series 7

Name: How to Prepare for the Stockbroker Exam Series 7
Price: 6.09 USD
Availability: InStock
ISBN: 9780764107665

ISBN-10: 0764107666

ISBN-13: 9780764107665

Edition: 2nd 2000

Authors: Michael T. Curley, Joseph A. Walker

List price: $16.95

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A 250-question full-length test closely approximates the actual Series 7 Stockbroker Exam, with answers to all questions. Detailed and up-to-date review chapters cover all exam subjects, which include: corporate securities, U.S. Government securities, money market instruments, municipal securities, direct participation programs, securities analysis, the new issue market, the over-the-counter market, securities on margin, and much more.

Book details

List price: $16.95
Edition: 2nd
Copyright year: 2000
Publisher: B.E.S. Publishing
Publication date: 1/3/2000
Binding: Paperback
Pages: 384
Size: 8.00" wide x 11.00" long x 0.75" tall
Weight: 1.232
Language: English

Introduction
A Message From the Author	p. ix
Helpful Hints	p. ix
Corporate Securities
Basic Corporate Structure	p. 1
Common Stock	p. 2
Preferred Stock	p. 8
Corporate Bonds	p. 13
Chapter 1 Examination	p. 23
Answers	p. 30
U.S. Government and Agency Securities
U.S. Government Obligations	p. 33
U.S. Government Agency Securities	p. 37
Description of Government Agencies	p. 38
U.S. Government Agency Securities and Money Market Instruments	p. 40
Collateralized Mortgage Obligations -- CMOs	p. 43
Chapter 2 Examination	p. 49
Answers	p. 55
Municipal Securities
Types of Municipal Securities	p. 58
Market for Municipal Securities	p. 65
Calculations	p. 71
Federal Legal Considerations	p. 77
Chapter 3 Examination	p. 83
Answers	p. 90
The Securities Act of 1933 -- Underwriting
NASD Established	p. 93
Registered Offerings	p. 96
Chapter 4 Examination	p. 105
Answers	p. 112
Direct Participation Programs and Limited Partnerships
Limited Partnerships	p. 115
Real Estate Limited Partnerships	p. 120
Real Estate Programs	p. 121
Oil and Gas Programs	p. 123
Equipment Leasing Programs	p. 125
The Securities Investor Protection Act and SIPC	p. 126
Taxation: Tax Reform Act of 1986	p. 127
Keogh Plans	p. 134
Chapter 5 Examination	p. 139
Answers	p. 146
Nyse and Over-the-Counter Transactions/NASD
Opening and Handling of Accounts	p. 148
Exchange Regulations	p. 152
Exchange Markets	p. 154
The NASD and the Over-the-Counter Market	p. 165
The Over-the-Counter Market	p. 178
Chapter 6 Examination	p. 187
Answers	p. 195
Investment Companies
Investment Company Act of 1940	p. 198
Regulations Governing the Sale of Investment Company Securities	p. 206
Computations of Yield	p. 208
Prohibited Practices	p. 209
Advertising and Sales Literature	p. 210
Fixed and Variable Annuities	p. 210
Chapter 7 Examination	p. 215
Answers	p. 222
The Federal Reserve and Margin
Federal Reserve System	p. 225
Margin Accounts and Short Sales	p. 228
Chapter 8 Examination	p. 243
Answers	p. 250
Options
Equity Options	p. 254
Index Options	p. 270
Interest Rate Options	p. 271
Foreign Currency Options	p. 274
Chapter 9 Examination	p. 279
Answers	p. 286
Securities Analysis
Financial Statements	p. 289
Financial Statement Formulas	p. 306
Technical Analysis	p. 306
Market Theories	p. 307
Sources of Industry Statistics	p. 310
Chapter 10 Examination	p. 315
Answers	p. 321
General Securities Registered Representative Examination: Series 7 Practice Examination
	p. 327
Part 1 Answers	p. 343
	p. 350
Part 2 Answers	p. 366
Index	p. 375
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