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How to Prepare for the Stockbroker Exam Series 7

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ISBN-10: 0764107666

ISBN-13: 9780764107665

Edition: 2nd 2000

Authors: Michael T. Curley, Joseph A. Walker

List price: $16.95
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Description:

A 250-question full-length test closely approximates the actual Series 7 Stockbroker Exam, with answers to all questions. Detailed and up-to-date review chapters cover all exam subjects, which include: corporate securities, U.S. Government securities, money market instruments, municipal securities, direct participation programs, securities analysis, the new issue market, the over-the-counter market, securities on margin, and much more.
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Book details

List price: $16.95
Edition: 2nd
Copyright year: 2000
Publisher: B.E.S. Publishing
Publication date: 1/3/2000
Binding: Paperback
Pages: 384
Size: 8.00" wide x 11.00" long x 0.75" tall
Weight: 1.232
Language: English

Introduction
A Message From the Authorp. ix
Helpful Hintsp. ix
Corporate Securities
Basic Corporate Structurep. 1
Common Stockp. 2
Preferred Stockp. 8
Corporate Bondsp. 13
Chapter 1 Examinationp. 23
Answersp. 30
U.S. Government and Agency Securities
U.S. Government Obligationsp. 33
U.S. Government Agency Securitiesp. 37
Description of Government Agenciesp. 38
U.S. Government Agency Securities and Money Market Instrumentsp. 40
Collateralized Mortgage Obligations -- CMOsp. 43
Chapter 2 Examinationp. 49
Answersp. 55
Municipal Securities
Types of Municipal Securitiesp. 58
Market for Municipal Securitiesp. 65
Calculationsp. 71
Federal Legal Considerationsp. 77
Chapter 3 Examinationp. 83
Answersp. 90
The Securities Act of 1933 -- Underwriting
NASD Establishedp. 93
Registered Offeringsp. 96
Chapter 4 Examinationp. 105
Answersp. 112
Direct Participation Programs and Limited Partnerships
Limited Partnershipsp. 115
Real Estate Limited Partnershipsp. 120
Real Estate Programsp. 121
Oil and Gas Programsp. 123
Equipment Leasing Programsp. 125
The Securities Investor Protection Act and SIPCp. 126
Taxation: Tax Reform Act of 1986p. 127
Keogh Plansp. 134
Chapter 5 Examinationp. 139
Answersp. 146
Nyse and Over-the-Counter Transactions/NASD
Opening and Handling of Accountsp. 148
Exchange Regulationsp. 152
Exchange Marketsp. 154
The NASD and the Over-the-Counter Marketp. 165
The Over-the-Counter Marketp. 178
Chapter 6 Examinationp. 187
Answersp. 195
Investment Companies
Investment Company Act of 1940p. 198
Regulations Governing the Sale of Investment Company Securitiesp. 206
Computations of Yieldp. 208
Prohibited Practicesp. 209
Advertising and Sales Literaturep. 210
Fixed and Variable Annuitiesp. 210
Chapter 7 Examinationp. 215
Answersp. 222
The Federal Reserve and Margin
Federal Reserve Systemp. 225
Margin Accounts and Short Salesp. 228
Chapter 8 Examinationp. 243
Answersp. 250
Options
Equity Optionsp. 254
Index Optionsp. 270
Interest Rate Optionsp. 271
Foreign Currency Optionsp. 274
Chapter 9 Examinationp. 279
Answersp. 286
Securities Analysis
Financial Statementsp. 289
Financial Statement Formulasp. 306
Technical Analysisp. 306
Market Theoriesp. 307
Sources of Industry Statisticsp. 310
Chapter 10 Examinationp. 315
Answersp. 321
General Securities Registered Representative Examination: Series 7 Practice Examination
p. 327
Part 1 Answersp. 343
p. 350
Part 2 Answersp. 366
Indexp. 375
Table of Contents provided by Syndetics. All Rights Reserved.