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Securities Regulation Examples and Explanations 5e

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ISBN-10: 0735599572

ISBN-13: 9780735599574

Edition: 5th 2011 (Student Manual, Study Guide, etc.)

Authors: Palmiter

List price: $49.95
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Book details

List price: $49.95
Edition: 5th
Copyright year: 2011
Publisher: Wolters Kluwer Law & Business
Publication date: 3/4/2011
Binding: Paperback
Size: 7.00" wide x 10.00" long x 1.25" tall
Weight: 1.980
Language: English

Introduction to Securities Markets and Regulation
Definition of a Security
Materiality
Registration of Securities Offerings
Exemptions from Securities Act Registration
Securities Act Liability
Secondary and Other Postoffering Distributions
Securities Exchange Act of 1934
Rule 10b-5
Insider Trading
Regulation of Securities Industry
Public Enforcement
U.S. Regulation of Cross-Border Securities Transactions