Securities Enforcement Manual : Tactics and Strategies

ISBN-10: 1590317297
ISBN-13: 9781590317297
Edition: 2nd 2007
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Description: This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state  More...

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Book details

Edition: 2nd
Copyright year: 2007
Publisher: American Bar Association
Publication date: 11/30/2007
Binding: Perfect 
Pages: 550
Size: 7.00" wide x 10.25" long x 1.50" tall
Weight: 2.882
Language: English

This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.

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