Securities Regulation: Cases and Materials

ISBN-10: 1454825014
ISBN-13: 9781454825012
Edition: 2013
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Book details

List price: $212.00
Copyright year: 2013
Publisher: Aspen Pub
Binding: Cloth Text 
Size: 7.75" wide x 10.00" long x 2.00" tall
Weight: 5.148
Language: English

Summary of Contents
The Legal and Institutional Framework of Securities Regulation
The Definition of a Security
The Public Offering
Exempt Transactions
Secondary Distributions
Recapitalizations, Reorganizations, and Acquisitions
Exempt Securities
Liability Under the Securities Act
Financial Reporting: Mechanisms, Duties, and Culture
Inquiries into the Materiality of Information
The Securities Exchange Act of 1934: Markets and Information
Fraud in Connection with the Purchase or Sale of a Security
The Enforcement of the Securities Laws
The Regulation of Insider Trading
Shareholder Voting and Going-Private Transactions
Corporate Takeovers
Regulation of the Securities Markets and Broker-Dealers
The Investment Advisers and Investment Company Acts of 1940
Transnational Fraud and the Reach of U.S. Securities Laws

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