Securities Regulation: Cases and Materials

Name: Securities Regulation: Cases and Materials
Price: 6.23 USD
Availability: InStock
ISBN: 9781454825012

ISBN-10: 1454825014

ISBN-13: 9781454825012

Edition: 2013

Authors: James D. Cox, Robert W. Hillman, Donald C. Langevoort

List price: $212.00

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Book details

List price: $212.00
Copyright year: 2013
Publisher: Aspen Pub
Binding: Cloth Text
Size: 7.75" wide x 10.00" long x 2.00" tall
Weight: 3.784
Language: English



Summary of Contents



The Legal and Institutional Framework of Securities Regulation



The Definition of a Security



The Public Offering



Exempt Transactions



Secondary Distributions



Recapitalizations, Reorganizations, and Acquisitions



Exempt Securities



Liability Under the Securities Act



Financial Reporting: Mechanisms, Duties, and Culture



Inquiries into the Materiality of Information



The Securities Exchange Act of 1934: Markets and Information



Fraud in Connection with the Purchase or Sale of a Security



The Enforcement of the Securities Laws



The Regulation of Insider Trading



Shareholder Voting and Going-Private Transactions



Corporate Takeovers



Regulation of the Securities Markets and Broker-Dealers



The Investment Advisers and Investment Company Acts of 1940



Transnational Fraud and the Reach of U.S. Securities Laws