Principles of Securities Regulation, 3d the Concise Hornbook Series

ISBN-10: 0314187995
ISBN-13: 9780314187994
Edition: 3rd 2010 (Revised)
Authors: Thomas Lee Hazen
List price: $50.00
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Description: This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations,  More...

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Book details

List price: $50.00
Edition: 3rd
Copyright year: 2010
Publisher: West Academic
Publication date: 9/28/2009
Binding: Paperback
Pages: 479
Size: 6.25" wide x 9.25" long x 0.75" tall
Weight: 1.474
Language: English

This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and the new Financial Industry Regulatory Authority, and an overview of investment company regulation.

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