Securities Regulation: Selected Statutes, Rules and Forms, 2013 Supplement
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Description: Designed specifically for the Securities Regulation course, this statutorysupplement contains all of the relevant statutes, rules, and forms needed -- ina remarkably concise and uncluttered format. A highly effective teaching tool,it is the ideal complement to any casebook for Securities Regulation,including but not exclusive to the authors' own Securities Regulation:Cases and Materials, Sixth Edition.The 2009 Edition features:The Securities Exchange Act Rules:Rules and FormsRule 10b-21, naked short salesRule 12h-6, deregistration of foreign issuersRule 14a-16, Internet Availability of Proxy MaterialsRule 14a-17, internet shareholder forumsSection 15A(14), the military sales clauseSection 15E, regarding credit rating agenciesRule 17g-1 through 17g-6, new credit rating agency regulationsSEC amendment to Rule 146(b)(2), adding new subsection (v) referencing "TheNasdaq Capital Market"The Investment Advisers ActSection 206(4)-8, hedge fund antifraud ruleRegulations S-K, S-X, M, SHO, M-A, AC, FD, and GSecurities Act of 1933Rules and FormsSEC Rule 151a, defining the terms "annuity contract" and "optional annuitycontract"Rules of Practice and Investigations (Standards of Professional Conduct forAttorneys)Staff Accounting BulletinsSarbanes-Oxley Act 2002Investment Advisers Act of 1940Advisers Act RulesInvestment Company Act of 1940Investment Company Act Rules
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All the information you need in one place! Each Study Brief is a summary of one specific subject; facts, figures, and explanations to help you learn faster.
List price: $59.00
Copyright year: 2013
Publisher: Aspen Pub
Size: 7.00" wide x 9.75" long x 1.50" tall