Securities Regulation: Cases and Materials
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All the information you need in one place! Each Study Brief is a summary of one specific subject; facts, figures, and explanations to help you learn faster.
List price: $212.00
Copyright year: 2013
Publisher: Aspen Pub
Binding: Cloth Text
Size: 7.75" wide x 10.00" long x 2.00" tall
|Summary of Contents|
|The Legal and Institutional Framework of Securities Regulation|
|The Definition of a Security|
|The Public Offering|
|Recapitalizations, Reorganizations, and Acquisitions|
|Liability Under the Securities Act|
|Financial Reporting: Mechanisms, Duties, and Culture|
|Inquiries into the Materiality of Information|
|The Securities Exchange Act of 1934: Markets and Information|
|Fraud in Connection with the Purchase or Sale of a Security|
|The Enforcement of the Securities Laws|
|The Regulation of Insider Trading|
|Shareholder Voting and Going-Private Transactions|
|Regulation of the Securities Markets and Broker-Dealers|
|The Investment Advisers and Investment Company Acts of 1940|
|Transnational Fraud and the Reach of U.S. Securities Laws|