| |
| |
| Introduction | |
| |
| |
| |
| Banks and Savings Associations | |
| |
| |
| |
| Regulatory Relief | |
| |
| |
| |
| Deposit Insurance Reform | |
| |
| |
| |
| Safety and Soundness Restrictions | |
| |
| |
| |
| Merger and Acquisition Restrictions | |
| |
| |
| |
| Transaction and Activity Restrictions | |
| |
| |
| |
| Abolition of the OTS | |
| |
| |
| |
| The Bureau | |
| |
| |
| |
| Organization of the Bureau | |
| |
| |
| |
| Powers of the Bureau | |
| |
| |
| |
| Federal Consumer Laws and Activities | |
| |
| |
| |
| Enforcement Actions | |
| |
| |
| |
| State Civil Enforcement of Federal Consumer Law | |
| |
| |
| |
| Practical Tips | |
| |
| |
| |
| Securities and Derivatives Regulation | |
| |
| |
| |
| Private Securities Offerings | |
| |
| |
| |
| New Fiduciary Duty Standard of Care | |
| |
| |
| |
| SEC Authority | |
| |
| |
| |
| Swaps, Security Swaps, and Mixed Swaps | |
| |
| |
| |
| Asset-Backed Securities | |
| |
| |
| |
| Miscellaneous Regulatory Provisions | |
| |
| |
| |
| Practical Considerations | |
| |
| |
| |
| Mortgage Loan Regulation | |
| |
| |
| |
| The Government Players | |
| |
| |
| |
| The Mortgage Lending Process | |
| |
| |
| |
| Practical Tips | |
| |
| |
| |
| Insurance Company Regulation | |
| |
| |
| |
| Organization | |
| |
| |
| |
| Reports and Preemption Activities | |
| |
| |
| |
| Carve-Out Provisions | |
| |
| |
| |
| Practical Tips | |
| |
| |
| |
| Additional Regulation of Large Bank Holding Companies and Systemically Important Nonbanks Designated by FSOC | |
| |
| |
| |
| Organization | |
| |
| |
| |
| Entities Subject to FSOC | |
| |
| |
| |
| Regulation of Systematically Important Nonbanks | |
| |
| |
| |
| Practical Tips | |
| |
| |
| |
| FDIC Receivership: The Authority and the Process | |
| |
| |
| |
| Entities Subject to Receivership | |
| |
| |
| |
| Designating a Covered Financial Company for Orderly Liquidation | |
| |
| |
| |
| Receivership Duties and Powers | |
| |
| |
| |
| Orderly Liquidation Fund | |
| |
| |
| |
| Practical Tips | |
| |
| |
| |
| Corporate Governance of Publicly Held Companies | |
| |
| |
| |
| The Reprieve | |
| |
| |
| |
| Shareholder Voting on Executive Compensation | |
| |
| |
| |
| Proxy Statement Disclosures | |
| |
| |
| |
| Compensation Committee Independence | |
| |
| |
| |
| Covered Financial Institution Incentive Compensation Disclosures | |
| |
| |
| |
| Termination of Auditor Attestation Requirement for Issuers with Less than $75 Million in Market Capitalization | |
| |
| |
| |
| BHC Risk Committee | |
| |
| |
| |
| Practical Considerations | |
| |
| |
| |
| Challenging an Agency Rule | |
| |
| |
| |
| Typical Federal Rule-Making under the APA | |
| |
| |
| |
| Venues for Challenge | |
| |
| |
| |
| The Appeal | |
| |
| |
| |
| Practical Tips | |
| |
| |
| Additional Resources and References | |
| |
| |
| |
| |
| |
| |
| |
| |
| |
| |
| |
| About the Authors | |
| |
| |
| Index | |