Dedication | p. iii |
Background on the Ethics Code | p. 1 |
The Regulation of Psychology | p. 1 |
Before-the-Fact Controls | p. 3 |
After-the-Fact Controls | p. 3 |
Purpose of Ethics Codes | p. 4 |
Aspirational Ethics, Enforceable Standards, Guidelines, and Policy Statements | p. 5 |
Limitations of Ethics Codes | p. 7 |
APA Ethics Code Revision Process | p. 8 |
Climate of the Revision Process | p. 8 |
Sources of Data | p. 8 |
Criteria for Changing the Code | p. 10 |
Format for the Standards | p. 10 |
Brevity | p. 10 |
Clarity | p. 11 |
Use of Modifiers | p. 11 |
Obligatory Verbs | p. 11 |
Definitions | p. 12 |
Objectivity of Obligations | p. 12 |
Ethical Issues That Are Not in the Ethics Code | p. 13 |
Procedures of the APA Ethics Office | p. 13 |
Personal Conduct | p. 13 |
Policy Issues | p. 14 |
Specialty Areas | p. 15 |
Decision-Making Models | p. 16 |
Consider Emotional and Situational Factors | p. 17 |
Consider the Need for an Immediate Response | p. 19 |
Consider Supererogatory Goals | p. 19 |
Introduction and Applicability | p. 21 |
Preamble and General Principles | p. 25 |
Preamble | p. 25 |
General Principles | p. 25 |
Beneficence and Nonmaleficence | p. 29 |
Conflicts of Interests | p. 30 |
Self-Care | p. 30 |
Fidelity and Responsibility | p. 31 |
Collegial Concern | p. 31 |
Integrity | p. 32 |
Deception | p. 32 |
Justice | p. 33 |
Respect for People's Rights and Dignity | p. 33 |
Respect for Autonomy | p. 33 |
Considerations When Reading the Ethical Standards | p. 35 |
Disciplinary Grounds Against Psychologists | p. 35 |
Strategy for Implementing Ethical Ideals | p. 36 |
Insensitivity and Impulsivity | p. 36 |
Ignorance | p. 37 |
Incomplete Documentation | p. 37 |
Aspirational Ethics and Supererogatory Obligations | p. 38 |
Enforceable Ethical Standards | p. 39 |
Resolving Ethical Issues | p. 39 |
Misuse of Psychologists' Work | p. 40 |
Conflicts Between Ethics and Law, Regulations, or Other Governing Legal Authority | p. 41 |
Conflicts Between Ethics and Organizational Demands | p. 42 |
Informal Resolution of Ethical Violations | p. 44 |
Reporting Ethical Violations | p. 44 |
Cooperating With Ethics Committees | p. 46 |
Improper Complaints | p. 46 |
Unfair Discrimination Against Complainants and Respondents | p. 47 |
Competence | p. 47 |
Boundaries of Competence | p. 49 |
General Rule of Competence | p. 49 |
Competence With Special Populations | p. 50 |
Moving Into New Areas | p. 52 |
When Services Are Not Available | p. 53 |
Emerging Areas | p. 54 |
Assuming Forensic Roles | p. 57 |
Providing Services in Emergencies | p. 57 |
Maintaining Competence | p. 58 |
Bases for Scientific and Professional Judgments | p. 59 |
Delegation of Work to Others | p. 59 |
Personal Problems and Conflicts | p. 61 |
Refraining From Practice When Impaired | p. 61 |
Seeking Assistance When Impaired | p. 61 |
Human Relations | p. 62 |
Unfair Discrimination | p. 63 |
Sexual Harassment | p. 63 |
Other Harassment | p. 63 |
Avoiding Harm | p. 64 |
Multiple Relationships | p. 65 |
General Rule on Multiple Relationships | p. 65 |
Definition of Multiple Relationships | p. 66 |
Handling Multiple Relationships | p. 67 |
Concurrent or Consecutive Multiple Relationships | p. 67 |
Overt or Subtle Multiple Relationships | p. 68 |
Unavoidable Multiple Relationships | p. 70 |
Forensic Multiple Relationships | p. 73 |
Court Ordered Treatment | p. 73 |
Small Communities | p. 74 |
Therapy Clients/Patients Who Need Forensic Services | p. 74 |
General Principles Relevant to Multiple Relationships | p. 75 |
Conflict of Interest | p. 75 |
Third-Party Requests for Services | p. 75 |
Exploitative Relationships | p. 76 |
Cooperation With Other Professionals | p. 77 |
Informed Consent | p. 78 |
General Rule for Informed Consent | p. 78 |
General Rule for Assent | p. 86 |
Forensic Informed Consent | p. 87 |
Documentation of Informed Consent | p. 88 |
Psychological Services Delivered To or Through Organizations | p. 89 |
General Rule for Organizational Informed Consent | p. 89 |
Law on Organizational Roles Preclude Informed Consent | p. 90 |
Interruption of Psychological Services | p. 90 |
Privacy and Confidentiality | p. 91 |
Maintaining Confidentiality | p. 91 |
Discussing the Limits of Confidentiality | p. 92 |
General Rule Regarding Discussions of Confidentiality | p. 92 |
When to Discuss Limits of Confidentiality | p. 92 |
Confidentiality Risks With Electronic Transmissions | p. 93 |
Recording | p. 94 |
Minimizing Intrusions on Privacy | p. 94 |
Limiting Information | p. 94 |
Discussion of Confidential Information | p. 94 |
Disclosures | p. 95 |
Consent for Disclosures | p. 95 |
Disclosures Without Consent | p. 95 |
Consultations | p. 98 |
Use of Confidential Information for Didactic or Other Purposes | p. 98 |
Advertising and Other Public Statements | p. 99 |
Avoidance of False or Deceptive Statements | p. 100 |
Public Statements About Work Activities | p. 100 |
Public Statements About Credentials | p. 100 |
Representing Degrees | p. 102 |
Statements by Others | p. 104 |
Responsibility for Public Statements | p. 104 |
Compensation to Media Employees | p. 104 |
Identifying Advertising | p. 104 |
Descriptions of Workshops and Non-Degree-Granting Educational Programs | p. 104 |
Media Presentations | p. 105 |
Testimonials | p. 105 |
In-Person Solicitation | p. 106 |
Record Keeping and Fees | p. 106 |
Documentation of Professional and Scientific Work and Maintenance of Records | p. 108 |
Maintenance, Dissemination, and Disposal of Confidential Records of Professional and Scientific Work | p. 109 |
Confidentiality of Records | p. 109 |
Confidentiality and Databases | p. 110 |
Transfer of Confidential Records | p. 110 |
Withholding Records for Nonpayment | p. 110 |
Fees and Financial Arrangements | p. 111 |
Agreement on Fees | p. 111 |
Fees and Law | p. 111 |
Accurate Representation of Fees | p. 111 |
Limitations on Financing | p. 111 |
Collecting Delinquent Debts | p. 111 |
Barter With Clients/Patients | p. 112 |
Accuracy in Reports to Payors and Funding Sources | p. 113 |
Referrals and Fees | p. 113 |
Education and Training | p. 114 |
Design of Education and Training Programs | p. 115 |
Descriptions of Education and Training Programs | p. 115 |
Accuracy in Teaching | p. 116 |
Accuracy in Syllabi | p. 116 |
Presenting Psychological Information Accurately | p. 116 |
Student Disclosure of Personal Information | p. 117 |
Mandatory Individual or Group Therapy | p. 118 |
Conditions on Mandating Individual or Group Therapy | p. 118 |
Avoiding Multiple Relationships Among Faculty Who Provide Individual or Group Therapy | p. 118 |
Assessing Student and Supervisee Performance | p. 118 |
Timely and Specific Feedback | p. 118 |
Evaluation Based on Performance | p. 119 |
Sexual Relationships With Students and Supervisees | p. 119 |
Research and Publication | p. 120 |
Institutional Approval | p. 121 |
Informed Consent to Research | p. 122 |
General Rule on Informed Consent to Research | p. 122 |
Informed Consent With Intervention Research | p. 122 |
Informed Consent for Recording Voices and Images in Research | p. 123 |
Client/Patient, Student, and Subordinate Research Participants | p. 124 |
Protection of Subordinate Research Participants | p. 124 |
Research Participation as Course Requirement | p. 124 |
Dispensing With Informed Consent for Research | p. 124 |
Offering Inducements for Research Participation | p. 125 |
Excessive Inducements | p. 125 |
Clarifying Nature of Services as Inducement | p. 125 |
Deception in Research | p. 125 |
General Rule on Deception in Research | p. 125 |
Deception About Pain or Distress | p. 126 |
Explanation of Deception to Participants | p. 126 |
Debriefing | p. 127 |
General Rule on Debriefing | p. 127 |
Denying or Withholding Debriefing | p. 127 |
Minimizing Harm | p. 127 |
Humane Care and Use of Animals in Research | p. 127 |
Compliance With Laws and Standards | p. 127 |
Ultimate Responsibility of Psychologists | p. 127 |
Competence of Supervisees | p. 127 |
Minimize Discomfort | p. 128 |
Subjecting Animals to Pain | p. 128 |
Surgical Procedures | p. 128 |
Terminating an Animal's Life | p. 128 |
Reporting Research Results | p. 128 |
Fabrication of Data | p. 128 |
Correction of Errors | p. 128 |
Plagiarism | p. 129 |
Publication Credit | p. 129 |
General Rule on Authorship | p. 129 |
Awarding Credit for Authorship | p. 129 |
Authorship for Students | p. 129 |
Duplicate Publication of Data | p. 131 |
Sharing Research Data for Verification | p. 131 |
General Rule on Sharing Data | p. 131 |
Sharing Data for Purposes Other Than Reanalysis | p. 132 |
Reviewers | p. 132 |
Assessment | p. 133 |
Bases for Assessments | p. 133 |
General Rule on Bases of Opinions | p. 133 |
Opinions Without a Direct Examination | p. 134 |
Opinions Based on Record Review | p. 134 |
Use of Assessments | p. 134 |
General Rule on Use of Assessments | p. 134 |
Relationship Between Assessment Instrument and Population Tested | p. 135 |
Language Preference and Competence | p. 135 |
Informed Consent in Assessments | p. 136 |
General Rule on Informed Consent in Assessments | p. 136 |
Informed Consent in Forensic Assessments | p. 137 |
Use of Interpreters in Assessments | p. 137 |
Release of Test Data | p. 138 |
Release of Test Data Pursuant to a Client/Patient Release | p. 138 |
Release of Test Data Required by Law | p. 138 |
Test Construction | p. 139 |
Interpreting Assessment Results | p. 140 |
Assessment by Unqualified Persons | p. 140 |
Obsolete Tests and Outdated Test Results | p. 141 |
Outdated Test Results | p. 141 |
Obsolete Tests | p. 141 |
Test Scoring and Interpretation Services | p. 142 |
Accurate Description of Testing Service | p. 142 |
Considerations in Selecting Testing Services | p. 142 |
Retention of Ultimate Responsibility | p. 142 |
Explaining Assessment Results | p. 143 |
Maintaining Test Security | p. 144 |
Therapy | p. 145 |
Informed Consent to Therapy | p. 146 |
General Rule on Informed Consent to Therapy | p. 146 |
Informed Consent With Emerging Areas | p. 146 |
Informed Consent With Supervisees | p. 147 |
Therapy Involving Couples or Families | p. 148 |
Clarifying Roles | p. 148 |
Clarifying Potentially Conflicting Roles | p. 150 |
Group Therapy | p. 150 |
Providing Therapy to Those Served by Others | p. 151 |
Sexual Intimacies With Current Therapy Clients/Patients | p. 152 |
Protecting Clients/Patients From Sexual Exploitation | p. 153 |
Sexual Intimacies With Relatives or Significant Others of Current Therapy Clients/Patients | p. 154 |
Therapy With Former Sexual Partners | p. 155 |
Sexual Intimacies With Former Therapy Clients/Patients | p. 155 |
No Sexual Intimacies With Former Clients/Patients for Two Years | p. 155 |
Sexual Intimacies With Former Clients/Patients After Two Years | p. 155 |
Interruption of Therapy | p. 156 |
Terminating Therapy | p. 156 |
General Rule on Terminating Therapy | p. 156 |
Terminating Therapy When Threatened | p. 157 |
Pretermination Counseling | p. 157 |
When Treatment Will Not Benefit or May Harm the Client/Patient | p. 158 |
When the Psychologist Is Not Available | p. 160 |
Summaries of Specific Topics | p. 163 |
General Themes | p. 163 |
Responsibilities to Others | p. 164 |
Competence | p. 164 |
Experimental Treatments | p. 165 |
Impairment | p. 166 |
Informed Consent | p. 166 |
Informed Consent in Therapy | p. 167 |
Informed Consent in Assessments | p. 167 |
Informed Consent in Teaching and Supervision | p. 167 |
Informed Consent in Research | p. 168 |
Accuracy (Honesty) | p. 168 |
Confidentiality | p. 169 |
Confidentiality and Informed Consent | p. 169 |
Storing Confidential Information | p. 170 |
Disclosure of Confidential Information | p. 170 |
Confidentiality in Research | p. 170 |
Roles of Psychologists | p. 171 |
Therapists | p. 171 |
Sexual Contact | p. 171 |
Emergency Services | p. 171 |
Termination | p. 172 |
Group Therapy | p. 172 |
Assessment | p. 172 |
Supervision | p. 172 |
General Consultation | p. 173 |
Organizational Consultation | p. 173 |
Forensic Experts | p. 174 |
Research | p. 174 |
Teaching | p. 175 |
Other Issues | p. 176 |
Conflicts of Interests | p. 176 |
Electronic Transmissions | p. 177 |
Protecting Diverse Groups | p. 177 |
Fees | p. 178 |
Documentation | p. 178 |
References | p. 179 |
Appendices | p. 189 |
APA Guidelines | p. 191 |
Policy Statements From the APA Ethics Committee | p. 193 |
Definitions in the Ethics Code | p. 195 |
Ethical Principles of Psychologists and Code of Conduct 2002 | p. 197 |
Subject Index | p. 223 |
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