Securities Regulation Cases and Materials, Sixth Edition

ISBN-10: 0735578052
ISBN-13: 9780735578050
Edition: 6th 2009 (Revised)
Authors: James D. Cox
List price: $200.00 Buy it from $3.06
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Description: Intellectually satisfying and very teachable, Securities Regulation: Cases and Materials, Sixth Edition uses well-crafted and interesting problem exercises to engage students in the theory and applications of securities regulation. the strengths of  More...

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Book details

List price: $200.00
Edition: 6th
Copyright year: 2009
Publisher: Wolters Kluwer Law & Business
Publication date: 5/13/2009
Binding: Hardcover
Size: 7.50" wide x 10.00" long x 1.75" tall
Weight: 3.784
Language: English

Intellectually satisfying and very teachable, Securities Regulation: Cases and Materials, Sixth Edition uses well-crafted and interesting problem exercises to engage students in the theory and applications of securities regulation. the strengths of this casebook continue to be : a balance of practice and doctrine from leading authorities a highly flexible organizational structure that adapts to a variety of teaching approaches a wealth of interesting problems that present opportunities for students to apply legal concepts and reinforce their understanding smart, straightforward writing style timely supplementation by the authors' own Annual Statutory Supplement and Case Supplement outstanding coverage of the 1933 and 1934 Acts Updated throughout, The revised Sixth Edition offers coverage of : recent cases on pleading securities fraud following the Supreme Court's decision in Tellabs the D.C. Circuit's rebuffs To The SEC in their regulation of broker-dealers, investment advisers, and mutual funds electronic voting and new forms of shareholder communication in proxy regulation full integration of the substantial SEC rule changes that affect resales of securities significant developments in SEC internal procedures related to enforcement actions expanding regulation of the municipal securities markets substantial compliance with Reg. D unincorporated associations as securities Authored by respected leaders who Understand The importance of balancing practice and doctrine, this casebook's clear writing and modular chapters that make for an excellent classroom experience. *A Teacher's Manual may be available for this book. Teacher's Manuals are a professional courtesy offered to professors only. For more information or to request a copy, please contact Aspen Publishers at 800-950-5259 or legaledu@wolterskluwer.com.

The Legal and Institutional Framework of Securities Regulation
The Definition of a Security
The Public Offering
Exempt Transactions
Secondary Distributions
Recapitalizations, Reorganizations, and Acquisitions
Exempt Securities
Liability Under the Securities Act
Financial Reporting: Mechanisms, Duties, and Culture
Inquiries into the Materiality of Information
The Securities Exchange Act of 1934: Markets and Information
Fraud in Connection with the Purchase or Sale of a Security
The Enforcement of the Securities Laws
The Regulation of Insider Trading
Shareholder Voting and Going-Private Transactions
Corporate Takeovers
Regulation of the Securities Markets and Broker-Dealers
The Investment Advisers and Investment Company Acts of 1940
Transnational Fraud and the Reach of U.S. Securities Laws
Table of Cases
Index

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