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Law of Securities Regulation, 6th Edition Hornbook

ISBN-10: 0314187979
ISBN-13: 9780314187970
Edition: 6th 2009 (Revised)
Authors: Thomas Lee Hazen
List price: $115.00
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Description: Revised to reflect the SEC's offering reform and recent Supreme Court developments, this Hornbook now is totally up to date. It is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of security,  More...

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Book details

List price: $115.00
Edition: 6th
Copyright year: 2009
Publisher: West Academic
Publication date: 6/30/2009
Binding: Hardcover
Pages: 900
Size: 7.75" wide x 10.25" long x 1.50" tall
Weight: 3.388
Language: English

Revised to reflect the SEC's offering reform and recent Supreme Court developments, this Hornbook now is totally up to date. It is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of security, registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. The up-to-date discussion of market regulation includes discussion of the role of FINRA, the successor to the regulatory arms of the New York Stock Exchange and the National Association of Securities Dealers.

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