Risk, Regulation, and Investor Protection The Case of Investment Management

Name: Risk, Regulation, and Investor Protection The Case of Investment Management
Price: 155.8 USD
Availability: InStock
ISBN: 9780198233152

ISBN-10: 0198233159

ISBN-13: 9780198233152

Edition: 1989

Authors: Julian Franks, Colin Mayer

List price: $150.00

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This unique and authoritative study of the investment management business focuses on the use of capital requirements for investment managers as a means of investor protection. Commissioned by the Investment Management Regulatory Organization and drawing on extensive discussions with investment managers themselves, it provides an account of this burgeoning sector that is both comprehensive in its coverage and penetrating in its analysis. The authors review the way in which the investment management business is organized and its inherent risks; they examine the causes and incidence of market failures as well as the dangers to investors through mismanagement and malpractice. The book includes…

Book details

List price: $150.00
Copyright year: 1989
Publisher: Oxford University Press, Incorporated
Publication date: 3/22/1990
Binding: Hardcover
Pages: 240
Size: 5.51" wide x 8.27" long x 0.79" tall
Weight: 0.990
Language: English



List of Figures


List of Tables


Terms of Reference of the Report



Introduction



The Investment Management Business



Risks in the Investment Management Business and their Effect on Investors



Survey of Investment Managers



A Simple Model of Operational and Financial Risk



Past Cases of Failure in the Investment Management Business



Case Studies



McDonald Wheeler Fund Management Ltd



Norton Warburg Group Ltd



Halliday Simpson-Arbuthnot Latham



Farrington Stead-Hedderwick, Stirling, Grumbar and Co.



Jessel Securities



Slater Walker Securities Ltd



M. L. Doxford and Co. Ltd



Different Motives for Regulation: A Survey of the Literature



Market Failure and Investor Protection



Capital Requirements in the UK and USA



Summary and Conclusions


References


Index